Mary triveni

• Reviewing and analyzing indicators of potential money laundering or terrorist financing activity, Know Your 

Customer, Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD) on client accounts

• Performing several tasks like enhancing Due Diligence & Quality Checks on prospective, new and existing clients

• Analyzing Source of Wealth and Source of Funds and distinguishing potential money laundering and other unusual 

or potentially suspicious behavior

• Working on researches using World Check and Google, Lexisnexis to establish company profiles and fetch the KYC 

information from the client

• Investigating, reviewing and resolving AML and economic sanction related alerts; documenting AML review results

to be later determined for UAR

• Generating Unusual Activity Reports recommending relationship retention/ termination and tracking account 

closures; issuing caution advice to respective business units sensitizing them to monitor such accounts / initiate 

closure in case of anomalies noted in the transactions

• Conducting risk assessments for individuals in accordance with the Bank Policy and Regulator Guidance

• Managing all the KYC escalations and ensuring that the policies are followed and issues are escalated to the 

management on time

• Performing AML & KYC checks on new and existing Commercial Banking and its related customers; reviewing 

cliental documents to ensure AML & KYC standards are met

• Conducting analysis of alerts generated by AML system to identify suspicious activity in the accounts and forwarding 

it to the branches for necessary due diligence

• Creating case files for each AML investigation / case referrals review such as media search results, copies of 

statements/ checks, results from internal system searches & so on

• assisting onboarding team for account opening and suggesting the necessary details to complete the KYC along with 

analyzing various corporate documents (Partnership Agreements, Certificate of Incorporation and Trade Register, 

Statutes) and ensuring IDVA check is done for all the new and existing customers

• Analyzed occurrence of: 

o Transactional activity for suspicious/unusual patterns of activity utilizing various internal systems, reports and 

external data sources